Ethics & Fiduciary Duty
At North East Asset Management, you will always be counseled by a Certified Financial Planner™ Professional, not passed off to a subordinate. As founder Greg Zandlo stated years ago “Financial planning is the glue to the client. In order to provide the best, objective and actionable advice, we must learn, before we act.”
This credo dovetails with The Code of Ethics, all CFP® professionals agree to that requires them to:
In addition to The Code of Ethics, a most important ‘Fiduciary Duty’ exists stating explicitly, “A CFP® professional has made the commitment to:
It’s pretty simple: know the client, apply ‘The Golden Rule’ and success will follow.
Let’s invest 30 minutes and begin to learn what’s important to you.